Legal

Legal Disclaimer

All persons using the website (“Website”) of StoneCastle Cash Management, LLC (“SCCM”) and its affiliate StoneCastle Network, LLC (“SCN”)expressly agree to the following disclaimer as a pre-condition to using this Website for any purpose whatsoever. SCCM and SCN are collectively referred to herein as “StoneCastle.” The materials on the Website including, without limitation, news articles, informational materials and all other investment-specific information, have been prepared for informational purposes only and do not constitute financial, investment, legal, tax or any other advice. It does not constitute an offer, solicitation or recommendation to purchase any security or investment advisory services nor shall any such security or investment advisory service be offered or sold to any person in any jurisdiction in which such offer, solicitation, recommendation, purchase or sale would be unlawful under the securities laws of such jurisdiction. In no event shall StoneCastle be responsible or liable for the correctness of any such material or for any damage or lost opportunities resulting from use of this data.

SCCM is registered with the United States Securities and Exchange Commission (“SEC”) as an investment adviser under the Investment Advisers Act of 1940, as amended. SCN is not registered with the SEC as an investment adviser. Registration with the SEC does not imply a particular level of skill or training. For more detailed information about SCCM, please see its Form ADV on file with the SEC.

Assets quoted include Bulk Insurance Deposit Services (“BIDS”), a program where SCCM acts as a consultant and introduces banks to third party administrators. Assets in BIDS are not included in the calculation of SCCM’s regulatory assets under management noted in its Form ADV.

The information and content of this Website is proprietary material owned by StoneCastle. While you may print a copy of the information contained on this Website for your own purposes, any other republication or redistribution of the text or graphics of this Website, including, without limitation, linking or framing, is expressly prohibited without prior written permission of StoneCastle. The unauthorized use of any material on the StoneCastle Website may violate numerous statutes, regulations and laws, including, but not limited to, copyright, trademark, trade secret or patent laws. Requests to link to the Website must include the URL of your website and an explanation for the link to our Website.

ALL INFORMATION AND CONTENT ON THE STONECASTLE WEBSITE IS, SUBJECT TO APPLICABLE LAWS, STATUTES AND REGULATIONS, FURNISHED “AS IS” AND “AS AVAILABLE” WITHOUT WARRANTY OF ANY KIND, EXPRESS OR IMPLIED, INCLUDING BUT NOT LIMITED TO IMPLIED WARRANTIES OF MERCHANTABILITY, FITNESS FOR A PARTICULAR PURPOSE, OR NON-INFRINGEMENT.

StoneCastle does not make any judgment or warranty with respect to the accuracy, timeliness or suitability of the content of any of the services herein provided.

TERMS & CONDITIONS

FICA | For Banks –
Corporate Trust

FICA
U.S. Bank Corporate Trust
U.S. Bank Fund Services

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Corporate Trust
Fund Services